WHO SHOULD WATCH
WHO SHOULD WATCH
Compliance Team
COMPLEXITY
COMPLEXITY
Introductory
Introductory
16 minutes
What is a Red Flag?
Why monitor for Red Flags?
When to monitor for Red Flags?
How to monitor for Red Flags?
What happens if you identify a Red Flag?
Record keeping.
Key issues.
LEARNING OUTCOMES
Account & Transaction Monitoring
43
minutes
Account & Transaction Monitoring
Learn how to monitor for unusual activity, behaviour, and transactions, the positives and downsides of people monitoring and transaction monitoring, and the actions that should be taken where unusual activity, behaviour or transactions are identified. Also, learn the common issues we see with monitoring and how to avoid them.
In this course you will learn the following:
What is a Red Flag?
Why monitor for Red Flags?
When to monitor for Red Flags?
How to monitor for Red Flags?
What happens if you identify a Red Flag?
Record keeping.
Key issues.