WHO SHOULD WATCH
WHO SHOULD WATCH
Directors
Senior Managers
Frontline Staff
COMPLEXITY
COMPLEXITY
Introductory
Introductory
16 minutes
16 minutes
What is a Red Flag?
Why, when and how to monitor for a Red Flag?
What happens if you identify a Red Flag?
Responsibility for submitting a SAR.
How to submit a SAR?
Legally priviledged communication.
Tipping off.
Immunity from prosecution.
Follow up from the FIU.
Conduct following submission of a SAR.
LEARNING OUTCOMES
Introduction to Account & Transaction Monitoring
45
minutes
Introduction to Account & Transaction Monitoring
Learn how to monitor for unusual activity, behaviour, and transactions and the actions that should be taken where unusual activity, behaviour, or transactions are identified.
LEARNING OUTCOMES
What is a Red Flag?
Why, when and how to monitor for a Red Flag?
What happens if you identify a Red Flag?
Responsibility for submitting a SAR.
How to submit a SAR?
Legally priviledged communication.
Tipping off.
Immunity from prosecution.
Follow up from the FIU.
Conduct following submission of a SAR.