WHO SHOULD WATCH

WHO SHOULD WATCH

Directors
Compliance Team
Senior Managers
Frontline Staff

COMPLEXITY

COMPLEXITY

Intermediate

Intermediate

16 minutes

16 minutes

What enforcement action is available under the AML/CFT Act.
What types of enforcement action each Sector Supervisor has taken to date.
What the cause of the enforcement action was.

LEARNING OUTCOMES

Penalties

16

minutes

Penalties

Learn about the penalties that have been imposed by the Sector Supervisors for breaches of the AML/CFT Act (and related regulation and materials).

In this course you will learn the following:

What enforcement action is available under the AML/CFT Act.
What types of enforcement action each Sector Supervisor has taken to date.
What the cause of the enforcement action was.