WHO SHOULD WATCH
WHO SHOULD WATCH
Directors
Compliance Team
Senior Managers
COMPLEXITY
COMPLEXITY
Introductory
Introductory
16 minutes
16 minutes
Who holds AML/CFT Responsibilities?
Risk Assessment and AML/CFT Programme.
Internal Reporting.
Annual Report.
Guidance.
Internal Assurance.
Vetting.
Training.
Customer Due Diligence.
Account and Transaction Monitoring.
LEARNING OUTCOMES
Roles & Responsibilities
15
minutes
Roles & Responsibilities
LEARNING OUTCOMES
Who holds AML/CFT Responsibilities?
Risk Assessment and AML/CFT Programme.
Internal Reporting.
Annual Report.
Guidance.
Internal Assurance.
Vetting.
Training.
Customer Due Diligence.
Account and Transaction Monitoring.