AML/CFT Courses.

We have the most AML/CFT courses in New Zealand.

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Key.

We've created a key so you can see the level of complexity for each course and who should watch each course.

Level of complexity.

  • Introductory.
  • Intermediate.
  • Advanced.

Who should watch?

  • Directors.
  • Senior Managers.
  • Compliance, Audit & Risk position.
  • Frontline Staff.
  • Watch as required.

Topic.

Who should watch. 

Complexity.

All Courses.

Regulatory Framework.

Time.

Complexity.

Who should watch.

  • Overview of AML/CFT Regime.
< 30 mins
  • Overview of Regulatory Framework.
< 30 mins
  • Penalties.
< 30 mins
  • Prohibitions.
< 30 mins
  • Interpreting AML/CFT Legislation.
< 30 mins

Oversight.

Time.
Complexity.
Who should watch.
  • Internal Reporting.
< 30 mins
  • Roles and Responsibilities.
< 30 mins
  • Governance.
< 30 mins

Customer Due Diligence.

Time.
Complexity.
Who should watch.
  • Introduction to Customer Due Diligence.
< 30 mins
  • Standard CDD.
< 30 mins
  • Simplified CDD.
< 30 mins
  • Enhanced CDD.
> 30 mins
  • Ongoing CDD.
< 30 mins
  • Politically Exposed Persons.
< 30 mins
  • Sanctions Screening.
< 30 mins
  • ID Exceptions.
< 30 mins
  • Documentary Verification.
> 30 mins
  • Electronic Verification.
> 30 mins
  • Duplication Checks. 
< 30 mins
  • Risk Profiling.
< 30 mins
  • Agents & Third Parties.
< 30 mins
  • Documents not in English.
< 30 mins
  • How to conduct CDD on Individuals.
> 30 mins
  • How to conduct CDD on Companies.
> 30 mins
  • How to conduct CDD on Trusts.
> 30 mins
  • How to conduct CDD on Partnerships.
> 30 mins
  • How to conduct CDD on Not-For-Profit Organisations.
> 30 mins
  • How to conduct CDD on Deceased Estates.
> 30 mins
  • Common CDD Issues.
> 30 mins

AML/CFT Risk Assessment & AML/CFT Programme.

Time.
Complexity.
Who should watch.
  • Overview of the Risk Assessment.
< 30 mins
  • Overview of the AML/CFT Programme.
< 30 mins
  • Maintaining the Risk Assessment and AML/CFT Programme.
< 30 mins

Audit and Assurance.

Time.
Complexity.
Who should watch.
  • Internal Assurance Testing.
> 30 mins
  • Overview AML/CFT Audit.
< 30 mins
  • Detailed AML/CFT Audit.
> 30 mins
  • Monitoring Visits. 
> 30 mins

Training.

Time.
Complexity.
Who should watch.
  • Training. 
> 30 mins

Vetting.

Time.
Complexity.
Who should watch.
  • Vetting. 
> 30 mins

Record Keeping.

Time.
Complexity.
Who should watch.
  • Record Keeping Obligations.
< 30 mins

Annual Report. 

Time.
Complexity.
Who should watch.
  • Annual Report.
< 30 mins