Compliance Assurance Programmes.

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WHO SHOULD WATCH. 
COMPLEXITY. 
DURATION. 
  • Director
  • Senior Manager
  • Frontline 
  • Compliance Team
  • Intermediate 
  • 60 minutes
What our customers say.
We used UpSkill’s compliance assurance programme course for our directors and senior staff. Having the ability to take the one hour course in bite-sized pieces (videos no longer than 15 minutes) made it easy to incorporate the course into the day-to-day tasks. The videos and inbuilt competency assessments meant that we learnt all the information we needed on compliance assurance programmes. The completion certificates are useful evidence for directors and senior staff who are required to complete CPD hours. The ability to customise training courses ensures that UpSkill is fit for purpose allowing the right people to get the right training.

Ellen Cheyne
CFO
Lifetime Asset Management Limited

We utilised The Compliance Company’s Upskill platform, specifically to view the excellent Compliance Assurance Programme (CAP) course. The course consisted of multiple modules that broke the topic down into logical and well-explained segments. Each module was supported by clear examples and narrative that provided additional context on how it fits within the NZ regulatory landscape.

Andrew Hughes

Chief Risk Officer

Booster Financial Services

I recently completed the CAP training (30 Oct) and found the platform easy to use, the presentation easy to follow, was at a good pace and a great overview.

Mike Matuszek
Manager Client Services
Public Trust
Loved the oversight, starting from basics and working all the way through to how everyone can support the compliance function. This has given me a great framework for reviewing and updating our CAP.

Jill Shipp
Midlands Funds Management
Course overview.
Learn how to develop, implement, and maintain a Compliance Assurance Programme. Learn how to undertake assurance testing and report matters relating to assurance testing.

Learning outcomes.
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Suggested pre-watching. 

  • No suggested pre-watching, you're good to go.

Suggested next courses. 

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