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WHO SHOULD WATCH. 
  • Directors
  • Senior Managers
  • Compliance Team
COMPLEXITY. 
  • Introductory
DURATION. 
  • 45 minutes

Introduction to Account and Transaction Monitoring.

Course overview.
Learn how to monitor for unusual activity, behaviour, and transactions and the actions that should be taken where unusual activity, behaviour, or transactions are identified.
LEARNING OUTCOMES. 
  • What is a Red Flag?
  • Why monitor for Red Flags?
  • When to monitor for a Red Flag.
  • How to monitor for a Red Flag.
  • What happens if you identify a Red Flag?
  • Responsibility for submitting a SAR.
  • How to submit a SAR?
  • Legally Priviledged. communication.
  • Tipping off.
  • Immunity from prosecution.
  • Follow up from the FIU.
  • Conduct following submission of a SAR.
  • Record Keeping.
  • Key issues when monitoring for Red Flags.
  • Key issues when submitting SARs.
suggested pre-watching. 
suggested NEXT COURSE. 

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The skill you need to become a real professional.
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